Our Securities Litigation service helps companies and individuals enforce their rights through capital and financing structures and issue private and public debt and equity offerings. We handle cases relating to corporate control, breaches of fiduciary duty, dissenters’ rights, and business valuation disputes.

We are also experienced in helping companies comply with state and federal anti-fraud provisions, providing counsel on issues of statutory disclosure and materiality determinations, and working with organizations to meet mandatory investor suitability standards.

We have extensive background in broker-dealer and broker-client disputes, including churning, inappropriate investment vehicles, and NASD arbitrations.